What information must be submitted by Exchange Operators?
Exchange operators must submit the following information:
Daily:
• Forex Operations – Section A
• Exchange Operations – Section B – EXCHANGE OFFICES ONLY
Monthly:
• Forex Trading – Section C – EXCHANGE BUREAUS ONLY
• Information Regime – Institutional Information of Financial and Exchange Institutions – NEWS.
• Information Regime Information on foreign currency holdings of exchange houses and agencies.
Biannually:
• Semi-annual/Annual Accounting Information Regime for Exchange Houses and Agencies.
– Financial statements
– External Auditor’s Report on Financial Statements
– Special Report of the External Auditor on the verification of compliance with the rules on the requirement and integration of minimum capital.
Annually:
• Institutional Information on Financial and Exchange Institutions – ANNUAL RECTIFICATION.
• AML/CFT Risk Self-Assessment Technical Report (annual/biennial frequency, to be reported together with the closing at 30.6 of the semester/fiscal years of each year; they must be submitted every year, reiterating the presentation of the previous year if applicable, and incorporating the electronic receipt of their presentation to the UIF.)
• Annual Report of the independent external reviewer (annual/biennial frequency, to be reported together with the closing by 31.12 of the semester/fiscal year of each year; they must be submitted every year, reiterating the presentation of the previous year if applicable, and incorporating the electronic receipt of their presentation to the UIF).
When should I submit the IR of Institutional Information of Houses and Exchange Agencies?
In accordance with the provisions of Communication A6619, exchange operators must submit this IR 30 days after the start of the activity. Subsequently, they must submit the complete regime under requirement 27.3 to the extent that there have been new developments in any month – with maturity in the following month in accordance with the deadlines in force for monthly regimes.
Annually, they must ratify the information by 31.12 of each year, under requirement 27.2.
If I did not start operating, do I have to make the presentations of the required regimes?
Until they start activities, operators should not make IR presentations.
On Sundays or holidays do I have to file the Exchange Operations IR?
Entities that operate on non-business days must complete the submission of the aforementioned IR filings only when they register data or operations for those days. A similar criterion must be adopted for non-working days. On non-business days in which no operations are recorded, no shipment should be made for this IR.
Related regulations
Section 1: Submission of Information to the BCRA
Step-by-step guide and video tutorials of the “MFT FILE TRANSFER SERVICE”
Annual Accounting RI for Exchange Houses and Agencies
CONAU
RUNOR
IR Institutional Information of Financial and Exchange Institutions
CONAU
RUNOR
IR for the Prevention of Money Laundering, Terrorist Financing and Other Illicit Activities.
CONAU
RUNOR
RI Information on foreign currency holdings of exchange houses and agencies.
CONAU
RUNOR